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Recent Filings - Secondary Offerings
Date Company Location Amount
2017-10-19 BioPharmX Corp Menlo Park,, CA $40.3 mil.
 A specialty pharmaceutical company
2017-10-19 Ocean Power Technologies Inc. Pennington, NJ $8.15 mil.
 Develops proprietary systems that generate electricity by harnessing the renewable energy of ocean waves.
2017-10-19 Capricor Therapeutics Inc. Beverly Hills, CA $14.0 mil.
 A clinical-stage biotechnology company.
2017-10-18 Ignyta, Inc. San Diego, CA $125.0 mil.
 A precision medicine biotechnology company
2017-10-18 Syndax Pharmaceuticals Inc Waltham, MA $25.0 mil.
 A late-stage biopharmaceutical company
2017-10-18 Agenus Inc. Lexington, MA $250.0 mil.
 A biotechnology company.
2017-10-18 VistaGen Therapeutics, Inc. South San Francisco, CA $23.0 mil.
 A clinical-stage biopharmaceutical company
2017-10-17 KMG Chemicals Inc. Fort Worth, TX N/A
 Manufactures, formulates and globally distributes specialty chemicals
2017-10-17 Akari Therapeutics Plc London, UNITED KINGDOM $17.4 mil.
 A clinical-stage biopharmaceutical company
2017-10-16 ADOMANI, Inc. Corona, CA $103.5 mil.
 A provider of advanced zero-emission electric and hybrid vehicles and replacement drivetrains
2017-10-16 Golden Ocean Group Ltd Hamilton, BERMUDA $66.0 mil.
 An international shipping company
2017-10-16 Asterias Biotherapeutics, Inc. Menlo Park, CA $10.4 mil.
 A biotechnology company
2017-10-16 Tabula Rasa HealthCare, Inc. Moorestown, NJ $200.0 mil.
 A healthcare technology company
2017-10-16 CUI Global Inc. Tualatin, OR $18.0 mil.
 An electronics platform company.
2017-10-16 Opiant Pharmaceuticals, Inc. Santa Monica, CA $150.0 mil.
 A specialty pharmaceutical company
2017-10-16 Washington Trust Bancorp, Inc. Westerly, RI $150.0 mil.
 A publicly-owned registered bank holding company and financial holding company
2017-10-16 Athersys, Inc. Cleveland, OH $75.0 mil.
 Is a biopharmaceutical company.
2017-10-13 Five Oaks Investment Corp. New York, NY $50.0 mil.
 Focuses on investing in, financing and managing a leveraged portfolio of Agency and Non-Agency residential mortgage-backed secur
2017-10-13 Synlogic, Inc. Cambridge, MA $200.0 mil.
 A clinical-stage biopharmaceutical company
2017-10-13 Albireo Pharma, Inc. Boston, MA $125.0 mil.
 A specialty pharmaceutical company.
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